DAVID ANDREW BROOKS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 11 firms. Currently registered with SMART WEALTH, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SMART WEALTH, LLC | 2022-01-07 | present | Yes |
| AE WEALTH MANAGEMENT, LLC | 2017-12-04 | 2022-01-14 | — |
| BROOKSTONE WEALTH ADVISORS, LLC | 2017-05-09 | 2017-11-09 | — |
| BROADPOINT FINANCIAL, LLC | 2014-07-24 | 2017-07-20 | — |
| CG ADVISORY SERVICES | 2012-06-28 | 2014-11-12 | — |
| J. W. COLE ADVISORS, INC. | 2012-04-12 | 2012-06-13 | — |
| BROKERSXPRESS LLC | 2010-10-20 | 2012-01-27 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | 2010-10-19 | — |
| AMERIPRISE ADVISOR SERVICES, INC. | 2009-08-07 | 2009-10-05 | — |
| UBS FINANCIAL SERVICES INC. | 2008-02-07 | 2009-08-18 | — |
| MORGAN STANLEY & CO. LLC | 2007-08-14 | 2008-01-29 | — |