JAMES EDWARD HARRIS

JAMES EDWARD HARRIS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (7)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2017-08-14presentYes
SOUTHWESTERN ADVISORY GROUP, LLC2016-03-232017-09-06
AMERIPRISE FINANCIAL SERVICES, LLC2016-01-192016-03-11
FIRST ALLIED ADVISORY SERVICES, INC.2010-09-302014-11-12
GREENBOOK INVESTMENT MANAGEMENT, INC.2005-02-102010-10-07
XELAN FINANCIAL PLANNING, INC.2003-01-132004-12-31
XELAN INVESTMENT SERVICES, INC.2002-02-122003-01-15

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