KAREN A SLOAN

KAREN A SLOAN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2018-04-10presentYes
STIFEL, NICOLAUS & COMPANY, INCORPORATED2014-07-222017-11-17
FIRST ALLIED ADVISORY SERVICES, INC.2007-01-012014-07-24
FFP ADVISORY SERVICES INC2006-03-142007-01-01
MSI FINANCIAL SERVICES, INC.2005-12-062006-03-13
METLIFE INVESTMENT FUND SERVICES LLC2005-06-172005-12-31

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