WILLIAM DENNIS FILER is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2019-09-23 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2009-12-04 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-08-17 | 2009-10-23 | — |
| IFMG SECURITIES, INC. | 2003-07-16 | 2004-07-20 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2002-09-17 | 2003-07-01 | — |