KIM-HA T NGUYEN is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with ARAX ADVISORY PARTNERS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ARAX ADVISORY PARTNERS, LLC | 2026-07-20 | present | Yes |
| U.S. CAPITAL WEALTH ADVISORS, LLC | 2021-06-30 | 2026-07-21 | — |
| USCA RIA LLC | 2011-10-07 | 2021-06-30 | — |
| UBS FINANCIAL SERVICES INC. | 2000-01-02 | 2011-10-17 | — |