USCA RIA LLC of HOUSTON, TX is an SEC-registered investment adviser (CRD 152170). Regulatory assets under management: $4.1B.
| Name | Role | Location |
|---|---|---|
| KING DENNIS MICHAEL | MANAGING PARTNER | — |
| GOTT STEVE HOWELL | CHIEF COMPLIANCE OFFICER | — |
| SHUMBERG IVANA M | CHIEF FINANCIAL OFFICER | — |
| MENDENHALL PATRICK MICHAEL | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| SURPRENANT THERESE | GENERAL COUNSEL | — |
| REPA JACK BRANDON | CHIEF COMPLIANCE OFFICER | — |
| BRADSHAW CHRISTOPHER S | CHIEF FINANCIAL OFFICER | — |
| AKE NICHOLE CHRISTINE | CHIEF COMPLIANCE OFFICER | — |
| STARKMAN GLENN TODD | MANAGING MEMBER | — |
| SUPRENANT THERESE | GENERAL COUNSEL | — |
| ARNOLD ROBERT | CHIEF FINANCIAL OFFICER | — |
| HICKEY SUZANNE NMN | CHIEF COMPLIANCE OFFICER | — |
| BOWLING ELIZABETH COURTNEY | CHIEF COMPLIANCE OFFICER | — |