JOSEPH E SHEA

JOSEPH E SHEA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (12)

FirmFromToCurrent
LPL FINANCIAL LLC2025-12-03presentYes
OSAIC INSTITUTIONS, INC.2024-11-042025-11-13
OSAIC INSTITUTIONS, INC.2023-02-072024-10-10
LPL FINANCIAL LLC2022-05-182023-02-17
CUNA BROKERAGE SERVICES, INC.2017-09-202022-05-18
SANTANDER SECURITIES LLC2016-10-042017-09-12
CUNA BROKERAGE SERVICES, INC.2013-12-162016-09-28
MORGAN STANLEY SMITH BARNEY LLC2009-06-012013-12-10
MORGAN STANLEY & CO. LLC2008-08-072009-06-01
CITIZENS SECURITIES, INC.2006-06-052008-08-01
CETERA ADVISORS LLC2004-08-042004-11-19
FDX ADVISORS, INC.2002-06-172002-10-22

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