RICHARD CHARLES PONCE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with STONE & NEWHOUSE WEALTH ADVISORY.
| Firm | From | To | Current |
|---|---|---|---|
| STONE & NEWHOUSE WEALTH ADVISORY | 2024-08-09 | present | Yes |
| CROWN CAPITAL SECURITIES, L.P. | 2017-04-04 | 2021-12-31 | — |
| CENTAURUS FINANCIAL, INC. | 2010-11-09 | 2017-04-06 | — |
| WESTERN INTERNATIONAL SECURITIES, INC. | 2005-08-04 | 2006-12-13 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2002-06-27 | 2005-08-04 | — |