JAMES AUVERN ERNST

JAMES AUVERN ERNST is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (3)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2017-06-20presentYes
WELLS FARGO CLEARING SERVICES, LLC2008-07-292017-06-08
BANC OF AMERICA INVESTMENT SERVICES, INC.2003-10-222008-07-28

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