DANA SETO-CHUN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2021-08-03 | 2024-11-14 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2014-10-06 | 2019-12-24 | — |
| SCHWAB WEALTH ADVISORY, INC. | 2012-01-03 | 2014-08-04 | — |
| CHARLES SCHWAB & CO., INC. | 2006-10-26 | 2011-12-31 | — |