SHEPARD ALAN BUCKMAN

SHEPARD ALAN BUCKMAN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 8 firms. Currently registered with ROSSBY FINANCIAL, LLC.

Registration history (8)

FirmFromToCurrent
ROSSBY FINANCIAL, LLC2026-01-07presentYes
SEQUENCE WEALTH MANAGEMENT, LLC2023-08-232026-05-08
EQUITAS CAPITAL ADVISORS,LLC2020-04-092023-08-22
UNITED BROKERAGE SERVICES, INC2018-08-162019-03-08
UBS FINANCIAL SERVICES INC.2008-11-182018-08-22
MORGAN STANLEY & CO. LLC2007-04-022008-11-24
MORGAN STANLEY DW INC.2002-07-122007-04-02
CITIGROUP GLOBAL MARKETS INC.2001-01-172002-07-19

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