ROBERT Warren BROOKS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2026-07-13 | present | Yes |
| STRATEGIC ADVISERS LLC | 2025-03-31 | 2025-12-15 | — |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2022-04-25 | 2025-03-31 | — |
| MML INVESTORS SERVICES, LLC | 2017-03-25 | 2022-02-14 | — |
| MSI FINANCIAL SERVICES, INC. | 2011-11-22 | 2017-03-25 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-02-27 | 2011-10-26 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-01-13 | 2009-03-05 | — |