IAN H UGARTE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2009-11-03 | present | Yes |
| ASSOCIATED SECURITIES CORP. | 2008-12-19 | 2009-11-13 | — |
| NATIONAL PLANNING CORPORATION | 2004-08-11 | 2008-08-15 | — |