BROOKE LEA BERGRUD is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with OPPENHEIMER & CO. INC..
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2011-11-17 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-11-29 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2005-11-22 | 2009-06-01 | — |
| BANC ONE SECURITIES CORPORATION | 2004-07-28 | 2005-10-06 | — |