TRICIA JEAN TOMPKINS

TRICIA JEAN TOMPKINS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with EMPOWER ADVISORY GROUP, LLC.

Registration history (5)

FirmFromToCurrent
EMPOWER ADVISORY GROUP, LLC2023-12-13presentYes
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2019-09-202022-09-29
WELLS FARGO CLEARING SERVICES, LLC2007-04-202019-09-25
PNC WEALTH MANAGEMENT2004-01-012005-08-29
J.J.B. HILLIARD, W.L. LYONS, LLC2003-05-232004-01-01

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