STEPHEN FRANCIS LEN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2016-03-31 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-09-30 | 2016-03-31 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-11-03 | 2011-10-27 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2008-04-24 | 2009-04-28 | — |
| PNC WEALTH MANAGEMENT | 2007-01-25 | 2008-04-09 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-05-31 | 2006-11-20 | — |