KHUONG BAO CHAU is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..
| Firm | From | To | Current |
|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 2021-08-17 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2012-10-11 | 2017-05-12 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2011-04-06 | 2012-10-26 | — |
| TD AMERITRADE, INC. | 2011-04-06 | 2012-10-26 | — |
| SUMMIT FINANCIAL GROUP INC | 2010-01-13 | 2010-12-21 | — |
| LORD, ABBETT & CO. LLC | 2006-11-21 | 2009-08-03 | — |
| CITICORP INVESTMENT SERVICES | 2004-11-08 | 2006-08-16 | — |