CHARLES SMITH

CHARLES SMITH is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with OSAIC INSTITUTIONS, INC..

Registration history (6)

FirmFromToCurrent
OSAIC INSTITUTIONS, INC.2024-04-29presentYes
FIFTH THIRD SECURITIES, INC.2019-05-222024-04-30
TRUIST ADVISORY SERVICES, INC.2017-06-152019-03-19
BB&T SECURITIES, LLC2013-08-162017-06-22
FIFTH THIRD SECURITIES, INC.2009-07-012013-08-16
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-09-032009-07-08

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