FRANK M. SARUBBI is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with SOVEREIGN WEALTH ADVISORS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SOVEREIGN WEALTH ADVISORS LLC | 2020-01-17 | present | Yes |
| SOVEREIGN WEALTH ADVISORS LLC | 2015-06-29 | 2019-12-31 | — |
| LPL FINANCIAL LLC | 2007-10-23 | 2016-03-04 | — |
| FIRST MIDAMERICA INVESTMENT CORPORATION | 2005-08-30 | 2007-10-22 | — |
| MORGAN STANLEY DW INC. | 2002-08-14 | 2005-08-29 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2000-10-24 | 2002-08-27 | — |