THOMAS XAVIER WALTON is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-06-23 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2018-03-29 | 2025-06-20 | — |
| CITIZENS SECURITIES, INC. | 2013-02-26 | 2018-03-30 | — |
| OSAIC INSTITUTIONS, INC. | 2009-06-30 | 2012-12-21 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2006-10-06 | 2009-07-06 | — |
| UBS FINANCIAL SERVICES INC. | 2000-10-30 | 2006-10-16 | — |