STEPHEN ellis SWADLEY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with VANDERBILT ADVISORY SERVICES.
| Firm | From | To | Current |
|---|---|---|---|
| VANDERBILT ADVISORY SERVICES | 2025-02-05 | present | Yes |
| LPL FINANCIAL LLC | 2024-03-18 | 2024-08-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-08-23 | 2023-12-06 | — |
| SWADLEY INVESTMENT MANAGEMENT, LLC | 2017-12-13 | 2019-07-27 | — |
| ICM ASSET MANAGEMENT INC | 2001-03-06 | 2006-01-11 | — |