David A Yaffee is an investment adviser representative (IAR) with state registration records since 2001, appearing at 9 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2023-01-03 | 2024-11-14 | — |
| LPL FINANCIAL LLC | 2020-04-27 | 2023-01-18 | — |
| PRUCO SECURITIES, LLC | 2018-01-25 | 2020-04-27 | — |
| OSAIC INSTITUTIONS, INC. | 2012-09-28 | 2015-10-28 | — |
| PEOPLE'S SECURITIES, INC. | 2009-08-05 | 2012-10-01 | — |
| CONNECTICUT INVESTMENT MANAGEMENT | 2007-04-12 | 2009-07-28 | — |
| NEWALLIANCE INVESTMENTS, INC. | 2006-02-14 | 2007-04-05 | — |
| VOYA FINANCIAL PARTNERS, LLC | 2004-08-11 | 2006-02-13 | — |
| A. G. EDWARDS & SONS, INC. | 2001-01-04 | 2002-11-21 | — |