JONATHAN Y SMITH

JONATHAN Y SMITH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with ASHTON THOMAS PRIVATE WEALTH, ASHTON THOMAS SECURITIES, LLC.

Registration history (5)

FirmFromToCurrent
ASHTON THOMAS SECURITIES, LLC2026-01-02presentYes
ASHTON THOMAS PRIVATE WEALTH2025-01-16presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-01-032025-01-22
WELLS FARGO INVESTMENTS, LLC2006-03-272011-01-03
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2001-01-252006-03-30

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