Kimberly Lecompte Caldwell is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER.
| Firm | From | To | Current |
|---|---|---|---|
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 2026-01-30 | present | Yes |
| LPL FINANCIAL LLC | 2022-02-09 | 2026-02-06 | — |
| LPL FINANCIAL LLC | 2015-11-18 | 2021-05-27 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2012-07-03 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2009-09-16 | 2009-10-23 | — |