JAMES FRANK TRACZ is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FINANCIAL PLANNING RESOURCES, INC. | 2022-04-06 | 2023-01-01 | — |
| COMMONWEALTH EQUITY SERVICES, LLC | 2021-12-06 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2018-11-21 | 2021-12-14 | — |
| WADDELL & REED | 2003-01-16 | 2018-12-10 | — |