ETHAN ANDREW BROGA

ETHAN ANDREW BROGA is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with EMPIRICAL FINANCIAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
DIRECTIONAL FINANCIAL SERVICES2015-10-032017-12-15
EMPIRICAL FINANCIAL SERVICES, LLC2010-07-27presentYes
DIRECTIONAL FINANCIAL SERVICES2007-04-132009-04-22
EMPIRICAL WEALTH MANAGEMENT, LLC2006-11-072010-11-19
CHINOOK CAPITAL MANAGEMENT LLC2003-11-072006-07-07
CHARLES SCHWAB & CO., INC.2001-03-162003-10-22

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