SHAWN ADAM STEFFENS

SHAWN ADAM STEFFENS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC, STEFFENS FINANCIAL CORP.

Registration history (7)

FirmFromToCurrent
STEFFENS FINANCIAL CORP2026-07-01presentYes
COMMONWEALTH EQUITY SERVICES, LLC2014-06-24presentYes
MSI FINANCIAL SERVICES, INC.2010-12-072014-07-11
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-12-21
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2004-03-292007-04-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2002-06-032004-04-05

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