Carlos R Ferreira Lima

Carlos R Ferreira Lima is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with XP ADVISORY US, INC..

Registration history (6)

FirmFromToCurrent
XP ADVISORY US, INC.2025-11-25presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2021-04-212025-11-04
WELLS FARGO CLEARING SERVICES, LLC2018-09-172021-05-06
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC2011-02-182012-09-27
BOLTON SECURITIES CORPORATION2009-10-062010-12-31
HSBC SECURITIES (USA) INC.2009-01-212009-08-03

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