SHAWN WILLIAM MATHIS is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with FINANCIAL MANAGEMENT STRATEGIES, INC., CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | present | Yes |
| FINANCIAL MANAGEMENT STRATEGIES, INC. | 2018-10-16 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | 2018-10-17 | — |
| AMERIPRISE ADVISOR SERVICES, INC. | 2007-08-20 | 2009-10-05 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2001-02-20 | 2007-08-22 | — |