JEFFREY ALAN UMBAUGH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with REGAL INVESTMENT ADVISORS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | 2015-02-17 | present | Yes |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 2008-11-18 | 2015-03-06 | — |
| UMBAUGH FINANCIAL | 2008-01-29 | 2008-12-31 | — |
| UMBAUGH FINANCIAL | 2006-02-27 | 2007-12-31 | — |
| FFP ADVISORY SERVICES INC | 2005-01-26 | 2006-01-18 | — |
| USA FINANCIAL SECURITIES LLC | 2003-05-06 | 2005-02-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2001-02-08 | 2002-09-13 | — |