Roberto Vargas is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2025-07-25 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2023-06-30 | 2025-07-22 | — |
| J.P. MORGAN SECURITIES LLC | 2017-11-27 | 2023-07-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-10-04 | 2017-11-28 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-10-29 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-01-08 | 2009-06-01 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-07-30 | 2007-01-09 | — |