Xavier M Tufty

Xavier M Tufty is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2025-01-21presentYes
WELLS FARGO CLEARING SERVICES, LLC2013-09-182021-06-08
TRUIST INVESTMENT SERVICES, INC.2011-01-032013-09-18
UBS FINANCIAL SERVICES INC.2009-05-152010-12-31
BANC OF AMERICA INVESTMENT SERVICES, INC.2006-09-202009-03-18

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