James Aaron Hargis

James Aaron Hargis is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..

Registration history (8)

FirmFromToCurrent
CITIGROUP GLOBAL MARKETS INC.2023-06-08presentYes
EMPOWER ADVISORY GROUP, LLC2022-08-012022-11-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2010-07-062022-05-17
MORGAN KEEGAN & COMPANY, LLC2007-11-212010-04-23
INVEST FINANCIAL CORPORATION2005-05-242007-11-27
INVEST FINANCIAL CORPORATION2005-04-212005-05-11
OSAIC INSTITUTIONS, INC.2004-06-162005-05-20
BANC OF AMERICA INVESTMENT SERVICES, INC.2003-01-222004-06-21

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