James A Atwood

James A Atwood is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (7)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2025-10-13presentYes
LPL FINANCIAL LLC2023-12-082025-10-08
FORGE GLOBAL ADVISORS LLC2022-12-112023-07-21
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-01-032021-05-25
MADISON AVENUE SECURITIES, LLC2011-04-262011-11-16
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232010-12-06
BANC OF AMERICA INVESTMENT SERVICES, INC.2008-03-052009-10-23

More