STEPHANIE WAI YI WONG

STEPHANIE WAI YI WONG is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (6)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2020-01-22presentYes
ROBERT W. BAIRD & CO. INCORPORATED2011-03-072020-02-14
WELLS FARGO CLEARING SERVICES, LLC2011-01-032011-03-10
WELLS FARGO INVESTMENTS, LLC2009-11-102011-01-03
WELLS FARGO CLEARING SERVICES, LLC2008-04-252009-11-11
BANC OF AMERICA INVESTMENT SERVICES, INC.2002-09-172008-04-21

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