CESAR NOE PENA is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with NORTHERN TRUST SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| NORTHERN TRUST SECURITIES, INC. | 2024-05-24 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2018-07-13 | 2024-05-16 | — |
| STRATEGIC ADVISERS LLC | 2017-06-20 | 2018-07-13 | — |
| BCU WEALTH ADVISORS, LLC | 2014-08-06 | 2017-03-28 | — |
| CUSO FINANCIAL SERVICES, L.P. | 2014-07-08 | 2017-03-24 | — |
| NORTHERN TRUST SECURITIES, INC. | 2008-07-07 | 2009-12-31 | — |