Sean Anthony Phillips

Sean Anthony Phillips is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

Registration history (4)

FirmFromToCurrent
RAYMOND JAMES & ASSOCIATES, INC.2021-03-19presentYes
RBC CAPITAL MARKETS, LLC2018-11-192021-03-17
WELLS FARGO CLEARING SERVICES, LLC2015-02-022018-11-27
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2001-12-312013-09-11

More