John Richardson Cockrell

John Richardson Cockrell is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (7)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-06-29presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2018-10-292022-06-17
SANTANDER SECURITIES LLC2017-11-212018-08-02
CHARLES SCHWAB & CO., INC.2017-01-192017-10-24
LPL FINANCIAL LLC2003-11-192005-05-24
RIGGS SECURITIES INC.2003-09-162003-11-19
AMERIPRISE FINANCIAL SERVICES, LLC2002-09-202002-10-31

More