HUMBERTO LOPEZ

HUMBERTO LOPEZ is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with ALLARIA ASSET MANAGEMENT, LLC.

Registration history (4)

FirmFromToCurrent
ALLARIA ASSET MANAGEMENT, LLC2021-07-22presentYes
PRUCO SECURITIES, LLC2017-05-082021-07-13
NFSG CORPORATION2009-08-282010-02-01
STANFORD GROUP COMPANY2008-06-122009-03-23

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