JON NEE

JON NEE is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with INDEPENDENT ADVISOR ALLIANCE, LLC.

Registration history (8)

FirmFromToCurrent
INDEPENDENT ADVISOR ALLIANCE, LLC2025-09-23presentYes
EASTOVER CAPITAL MANAGEMENT2019-05-162025-09-17
FIRST HORIZON ADVISORS, INC.2016-11-282019-03-22
WELLS FARGO CLEARING SERVICES, LLC2012-02-292016-10-05
FIFTH THIRD SECURITIES, INC.2009-08-032012-02-24
OPPENHEIMER & CO. INC.2009-04-062009-07-22
STANFORD GROUP COMPANY2006-08-302009-03-13
BANC OF AMERICA INVESTMENT SERVICES, INC.2003-01-292006-06-19

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