Jose M Garza

Jose M Garza is an investment adviser representative (IAR) with state registration records since 2005, appearing at 12 firms. Currently registered with SIMPLICITY WEALTH LLC.

Registration history (13)

FirmFromToCurrent
SIMPLICITY WEALTH LLC2026-04-02presentYes
STRATEGY FINANCIAL GROUP2025-05-272026-01-29
CHARLES SCHWAB & CO., INC.2022-06-062025-05-16
J.P. MORGAN SECURITIES LLC2020-09-032022-05-10
SCHWAB WEALTH ADVISORY, INC.2018-06-192020-09-01
CHARLES SCHWAB & CO., INC.2018-03-022020-03-11
PNC MANAGED ACCOUNT SOLUTIONS, INC.2017-04-252017-09-11
MERCER GLOBAL ADVISORS INC.2015-09-052016-04-20
USAA FINANCIAL PLANNING SERVICES2014-11-212015-08-27
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2008-03-062014-10-09
OSAIC FA, INC.2006-11-072007-04-25
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2006-05-172006-11-01
TD AMERITRADE, INC.2005-07-272006-11-01

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