Esteban Santiago Tormen

Esteban Santiago Tormen is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with TLG ADVISORS, INC..

Registration history (8)

FirmFromToCurrent
TLG ADVISORS, INC.2022-06-02presentYes
UBS FINANCIAL SERVICES INC.2020-01-282021-03-08
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.2016-03-072020-01-07
EFG CAPITAL ADVISORS INC.2016-02-222019-02-22
WELLS FARGO CLEARING SERVICES, LLC2015-06-302015-12-17
UBS FINANCIAL SERVICES INC.2010-01-012014-09-12
UBS INTERNATIONAL INC.2006-03-312010-01-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-06-172006-03-21

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