JAMES ARTHUR ROMAN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 2 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2016-08-04 | present | Yes |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2002-12-19 | 2007-05-15 | — |