Karen M Oberg

Karen M Oberg is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2021-11-29presentYes
WOODBURY FINANCIAL SERVICES, INC.2015-12-072016-03-14
BANCWEST INVESTMENT SERVICES, INC.2007-11-262014-04-10
UBS FINANCIAL SERVICES INC.2006-08-122007-09-19
PIPER SANDLER & CO.2005-12-192006-08-12

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