Brian Harry Schwartz is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-06-05 | present | Yes |
| WESTERN INTERNATIONAL SECURITIES, INC. | 2017-08-21 | 2025-06-05 | — |
| FINANCIAL WEST GROUP | 2013-01-10 | 2017-08-21 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | 2012-11-19 | — |
| AMERIPRISE ADVISOR SERVICES, INC. | 2009-06-08 | 2009-10-05 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-10-03 | 2009-05-28 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-09-13 | 2007-10-04 | — |
| MORGAN STANLEY DW INC. | 2002-01-16 | 2002-09-13 | — |