BRIAN SMITH

BRIAN SMITH is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (7)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2025-06-17presentYes
FIRST HORIZON ADVISORS, INC.2021-09-282025-06-18
WELLS FARGO CLEARING SERVICES, LLC2020-02-272021-08-23
FIRST CITIZENS INVESTOR SERVICES, INC.2015-08-242016-11-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232015-08-10
BANC OF AMERICA INVESTMENT SERVICES, INC.2006-04-042009-10-23
BB&T ASSET MANAGEMENT, INC.2005-01-072006-01-31

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