James Patrick Kent

James Patrick Kent is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2024-08-08presentYes
CONCOURSE FINANCIAL GROUP SECURITIES, INC.2017-09-012024-06-20
OSAIC FS, INC.2014-09-302017-09-13
J.J.B. HILLIARD, W.L. LYONS, LLC2008-02-052008-06-27
CHASE INVESTMENT SERVICES CORP.2007-09-242008-01-31
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-12-062007-07-13

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