GLEN J ROMM

GLEN J ROMM is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2021-10-15presentYes
WELLS FARGO CLEARING SERVICES, LLC2012-01-102020-02-07
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232011-11-30
BANC OF AMERICA INVESTMENT SERVICES, INC.2007-11-072009-10-23

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