Simon Y Chung is an investment adviser representative (IAR) with state registration records since 2004, appearing at 11 firms. Currently registered with CAPFINANCIAL PARTNERS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 2026-02-16 | present | Yes |
| ALPHA CUBED INVESTMENTS, LLC | 2021-03-23 | 2026-04-30 | — |
| OSAIC WEALTH, INC. | 2019-06-13 | 2021-03-09 | — |
| CHURCHILL MANAGEMENT GROUP | 2018-08-30 | 2019-04-23 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2017-10-24 | 2018-06-25 | — |
| SORRENTO PACIFIC FINANCIAL, LLC | 2017-07-25 | 2017-10-13 | — |
| CREATIVE PLANNING, LLC | 2016-09-26 | 2017-02-15 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2016-07-11 | 2016-09-23 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2014-06-04 | 2016-05-23 | — |
| TD AMERITRADE, INC. | 2012-08-24 | 2014-05-27 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2012-08-24 | 2014-05-27 | — |
| FISHER ASSET MANAGEMENT, LLC | 2011-08-04 | 2012-08-01 | — |
| WFP SECURITIES | 2004-11-17 | 2011-07-25 | — |