JAMES MICHAEL RICHARD is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with QUINCY WELLS ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| QUINCY WELLS ADVISORS, LLC | 2026-03-27 | present | Yes |
| QUINCY WELLS ADVISORS, LLC | 2022-01-10 | 2026-03-26 | — |
| QUINCY WELLS ADVISORS, LLC | 2021-11-08 | 2021-12-31 | — |
| B. RILEY WEALTH MANAGEMENT | 2010-07-19 | 2021-09-02 | — |
| ANDERSON & STRUDWICK, INCORPORATED | 2010-07-01 | 2010-07-16 | — |
| JESUP & LAMONT SECURITIES CORP | 2009-11-06 | 2010-07-07 | — |
| HARRISDIRECT LLC | 2006-09-27 | 2009-11-10 | — |
| CITICORP INVESTMENT SERVICES | 2005-05-09 | 2005-06-22 | — |
| MORGAN STANLEY DW INC. | 2003-08-22 | 2003-11-14 | — |